How ManageEngine Firewall Analyzer helps Navellier & Associates meet FINRA, SEC, and SOX IT audit regulations

Firewall Analyzer - Case Study

Institution : Navellier & Associates, Inc.

Industry : Investment Advisory

Location : US

Customer Information

Navellier & Associates Inc. ( is a financial investment advisory firm headquartered in Reno, Nevada. The firm manages 6,175 accounts totaling an estimated $2.76 Billion of assets under management. Navellier manages a variety of portfolios for institutional clients and also helps thousands of individual investors achieve their financial goals. Navellier & Associates employs 39 full-time employees including 10 investment professionals.


Bob Fuller, Director of Information Technologies, is solely responsible for the IT operations at Navellier & Associates. As an investment advisory firm, which is into trading,  to strictly adhere to the IT Audit regulations laid down by Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC ) and Sarbanes-Oxley Act (SOX) which mandates Navellier to conduct regular audits of their network infrastructure.

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